Michael Lapenna

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2026-08-13
NY	RA	APPROVED	2026-08-13

CT RA
APPROVED

Since 2026-08-13
NY RA
APPROVED

Since 2026-08-13

Branch Locations

Danbury, CT • United States

1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Tarrytown	NY	04/2022	08/2026
Wells Fargo Bank, Na	Tarrytown	NY	04/2022	08/2026
United States Army National Guard	Latham	NY	03/2019	08/2026
Keybank	Rochester	NY	01/2017	01/2018
Bank Of America	Rochester	NY	01/2016	01/2017
Keybank	Rochester	NY	01/2018	03/2019
Rbc Capital Markets, Llc	New York	NY	08/2026	Present

04/2022 → 08/2026

Wells Fargo Clearing Services, Llc

Tarrytown, NY
04/2022 → 08/2026

Wells Fargo Bank, Na

Tarrytown, NY
03/2019 → 08/2026

United States Army National Guard

Latham, NY
01/2017 → 01/2018

Keybank

Rochester, NY
01/2016 → 01/2017

Bank Of America

Rochester, NY
01/2018 → 03/2019

Keybank

Rochester, NY
08/2026 → Present

Rbc Capital Markets, Llc

New York, NY

Previous Registrations

2022-09-09 → 2026-08-27

Wells Fargo Clearing Services, Llc

Tarrytown, NY

Purchase, NY

Armonk, NY

Other Businesses

DOORDASH; NOT INV. RELATED; BREWSTER,NY; DELIVERY DRIVER; START DATE 09/18/2022; NUMBER OF HOURS PER MONTH 32; NUMBER OF HOURS DURING TRADING 0; FOOD DELIVERY TO CUSTOMERS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-09-09

S66 Uniform Combined State Law Examination

2022-09-09

Other Names

Michael Perry Lapenna
Michael P Lapenna

View on SEC IAPD