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David Anthony Redmond

Morgan Stanley

Providence, RI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-02
RI RA APPROVED 2015-07-01
  • TX RA
    APPROVED_RES
    Since 2020-04-02
  • RI RA
    APPROVED
    Since 2015-07-01

Branch Locations

One Financial Plaza 19Th Floor, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Providence RI 07/2015 Present
Morgan Stanley Private Bank, National Association New York NY 07/2015 Present
  • 07/2015 → Present
    Providence, RI
  • 07/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-25
  • S66 Uniform Combined State Law Examination
    2012-10-25

View on SEC IAPD

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