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Nicolas Michael Flores

Capricorn Investment Group LLC

Boise, ID

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Current Employers
Capricorn Investment Group Llc

512 West 22Nd Street 6Th Floor, New York, NY 10011 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-19
NY RA APPROVED 2026-02-19
ID RA APPROVED 2026-02-18
  • CA RA
    APPROVED
    Since 2026-02-19
  • NY RA
    APPROVED
    Since 2026-02-19
  • ID RA
    APPROVED
    Since 2026-02-18

Branch Locations

217 S. 11Th Street, Boise, ID 83702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Caprock Group, Inc. Boise ID 05/2014 01/2025
Capricorn Investment Group, Llc Palo Alto CA 01/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-09-30
S63 Uniform Securities Agent State Law Examination 2013-04-29
  • S65 Uniform Investment Adviser Law Examination
    2014-09-30
  • S63 Uniform Securities Agent State Law Examination
    2013-04-29
Other Names
  • Nicolas Flores

View on SEC IAPD

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