Alan Lee Feinberg

Current Employers

Sb Advisory, Llc

3424 Peachtree Road Ne Suite 2200, Atlanta, GA 30326-1184 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-01-01

FL RA
APPROVED

Since 2025-01-01

Branch Locations

Boca Raton, FL • United States

3424 Peachtree Road Ne Suite 2200, Atlanta, GA 30326-1184 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Boca Raton	FL	08/2012	09/2021
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	09/2021
Oppenheimer & Co. Inc	Boca Raton	FL	10/2021	Present

08/2012 → 09/2021

Morgan Stanley Smith Barney Llc

Boca Raton, FL
01/2015 → 09/2021

Morgan Stanley Private Bank, N.A.

New York, NY
10/2021 → Present

Oppenheimer & Co. Inc

Boca Raton, FL

Previous Registrations

2022-01-03 → 2022-12-12

Oppenheimer & Co. Inc.

Boca Raton, FL
2012-11-28 → 2021-09-13

Morgan Stanley

Boca Raton, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-11-24

S66 Uniform Combined State Law Examination

2012-11-24

Other Names

Alan Lee Feinberg Jr
Alan Lee Feinberg
Alan Feinberg
Alan Feinberg

View on SEC IAPD