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5707 Southwest Parkway Bldg 2 Ste 401, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-05-22 |
Branch Locations
5707 Southwest Parkway Bldg 2 Ste 401, Austin, TX 78735 • United States
1420 Rocky Ridge Drive #140, Roseville, CA 95661 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Financial Inc. | Roseville | CA | 05/2026 | Present |
| Capital Planning Advisors | Sacramento | CA | 02/2014 | 05/2026 |
COMPANY: CAPITAL INDEPENDENT INSURANCE SERVICES, LLC INVESTMENT RELATED: NO ADDRESS: 1420 ROCKY RIDGE DR., STE 140, ROSEVILLE, CA 95661 NATURE OF THE BUSINESS: INSURANCE SERVICES TITLE: PARTNER & WEALTH MANAGEMENT COUNSEL START DATE: 6/19/2015 TIME SPENT: 1 HRS/MO. 1 HRS/MO. DURING SECURITIES TRADING HOURS DUTIES: REVIEW AND ANALYZE NEEDS OF BUSINESS OR INDIVIDUAL CLIENTS AND PROVIDE SUITABLE PROTECTION PLANS TO MEET THEIR NEEDS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-04-29 |
| S65 | Uniform Investment Adviser Law Examination | 2012-10-02 |
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