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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-06-06 |
| MO | RA | APPROVED | 2022-05-23 |
Branch Locations
97 N Kingshighway The Crossroads #1, Cape Girardeau, MO 63701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Cape Girardeau | MO | 08/2014 | 08/2020 |
| Cetera Investment Advisers Llc | Cape Girardeau | MO | 08/2014 | 08/2020 |
| Cetera Investment Services Llc | St.CLoud | MN | 08/2014 | 08/2020 |
| Ameriprise Financial Services, Llc | Cape Girardeau | MO | 08/2020 | 05/2022 |
| Wells Fargo Clearing Services, Llc | Cape Girardeau | MO | 05/2022 | Present |
ROTARY CLUB OF CAPE GIRARDEAU; NOT INV. RELATED; CAPE GIRARDEAU, MO; TREASURER; COMMUNITY SERVICE ORGANIZATION; START DATE 1/1/2024; 5 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: COLLECT AND DISBURSE CLUB MONEY, COLLECT MEMBER DUES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-02 |
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