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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-08
TX RA APPROVED 2024-11-08
  • CA RA
    APPROVED
    Since 2024-11-08
  • TX RA
    APPROVED
    Since 2024-11-08

Branch Locations

2931 Townsgate Road, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Los Angeles CA 06/2016 03/2024
J.P. Morgan Securities Llc Westlake Village CA 10/2024 Present
Jpmorgan Chase Bank, N.A. Westlake Village CA 10/2024 Present
Unemployed Oak Park CA 04/2024 09/2024
Wiser Family Llc Burbank CA 11/2020 Present
Pleasant Village Gp Llc Burbank CA 08/2019 Present
  • 06/2016 → 03/2024
    Citigroup
    Los Angeles, CA
  • 10/2024 → Present
    Westlake Village, CA
  • 10/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Westlake Village, CA
  • 04/2024 → 09/2024
    Unemployed
    Oak Park, CA
  • 11/2020 → Present
    Wiser Family Llc
    Burbank, CA
  • 08/2019 → Present
    Pleasant Village Gp Llc
    Burbank, CA
Other Businesses

Entity Name: Pleasant Village GP LLC Investment related: Yes Address: 145 W Magnolia Blvd, Burbank, CA 91502 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 08/09/2019 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Formed by my immediate family to serve as administrative GP for the development of Pleasant Village Apartments in Fresno, CA. I commit zero hours dedicated to this investment and it is not similar to my current role at JPMC Entity Name: Wiser Family LLC Investment related: No Address: 145 Magnolia Blvd, Burbank, CA 91502 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 11/16/2020 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: passive ownership in real estate. I have no responsibilities regarding the investments and no similarity to my current role

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-05
S63 Uniform Securities Agent State Law Examination 2013-01-10
  • S66 Uniform Combined State Law Examination
    2024-11-05
  • S63 Uniform Securities Agent State Law Examination
    2013-01-10

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