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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-13 |
| WA | RA | APPROVED | 2025-10-13 |
Branch Locations
555 110Th Ave Ne 10Th Fl, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bellevue | WA | 07/2015 | 10/2025 |
| Bank Of America, N.A. | Bellevue | WA | 08/2015 | 10/2025 |
| Wells Fargo Clearing Services, Llc | Bellevue | WA | 10/2025 | Present |
SHELTER LOUNGE GREENLAKE LLC; NOT INVESTMENT RELATED; SEATTLE, WASHINGTON; LLC; 16%, PARTICIPANT; START DATE 10/2/2013 0 HOURS PER MONTH; 0 HOURS DURING TRADING; DUTIES: RESTAURANT AND BAR TENNESSEE FOOTBALL VENTURES ; NOT INV RELATED; LOOKOUT MOUNTAIN,WA; 6% OWNERSHIP; START DATE: 10/25/2014; 1 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-02 |
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