Frank Legan

Current Employers

Employment History

• 04/2010 → 04/2021
  Securities America Inc.
  Cleveland, OH
• 04/2010 → 04/2021
  Securities America Advisors
  Cleveland, OH
• 02/2018 → 06/2024
  Cedar Brook Financial Partners, Llc/Dba Cedar Brook Group
  Cleveland, OH
• 04/2021 → 06/2024
  Cadaret, Grant & Co., Inc.
  Cleveland, OH
• 06/2024 → Present
  Ses Llc
  Cleveland, OH
• 06/2024 → Present
  Seia Llc
  Cleveland, OH

Previous Registrations

• 2018-03-02 → 2024-07-01
  Cedar Brook Group
  Cleveland, OH
• 2021-04-13 → 2024-06-17
  Cadaret, Grant & Co., Inc.
  Syracuse, NY
  Cleveland, OH
  Syracuse, NY
  Syracuse, NY
• 2010-04-12 → 2021-04-13
  Securities America Advisors, Inc.
  Cleveland, OH
• 2009-11-13 → 2010-04-12
  Pnc Wealth Management Llc
  Woodmere, OH
  Lyndhurst, OH
  Beechwood, OH
  Chagrin Falls, OH
  Lyndhurst, OH
  University Heights, OH
  Shaker Heights, OH
  Mayfield Heights, OH
• 2005-10-13 → 2009-11-13
  Natcity Investments, Inc.
  Shaker Heights, OH
  Beechwood, OH
  Chardon, OH
  Lyndhurst, OH
  Lyndhurst, OH
  University Heights, OH
  Woodmere, OH
  Cleveland, OH
  Chagrin Falls, OH
  Newbury, OH
  Mayfield Heights, OH
• 2000-10-18 → 2005-10-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pepper Pike, OH

Other Businesses

CEDAR BROOK CONSULTING POSITION: Contractor NATURE: CONSULTING - Not INVESTMENT RELATED, HOURS: 10 - INVESTMENT RELATED HOURS: 10 - START DATE: 6/2012 - ADDRESS: 5885 LANDERBROOK DRIVE, SUITE 200, Cleveland, OH 44124 - DESCRIPTION: business succession planning. CHAIR OF THE INVESTMENT COMMITTEE FOR THE SISTERS OF NOTRE DAME POSITION: Member of the Investment Committee NATURE: Charity/Non-Profit INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/01/2018 ADDRESS: 13000 Auburn Road, Chardon OH 44024, United States No compensation. Frank Legan Advisors, 5885 Landerbrook Drive, Mayfield Heights, OH, Financial Advisor since 1/2021, marketing for my financial advisory business, used for SEO and to communicate with existing and prospective clients, 4 hours per month, 4 during trading, investment related. FJL LLC POSITION: Author, NATURE: Book sales, INVESTMENT RELATED: No, NUMBER OF HOURS: 8, SECURITIES TRADING HOURS: 8, START DATE: 05/01/2023 ADDRESS: 5885 Landerbrook Dr., Suite 200, Cleveland OH, 44124, United States DESCRIPTION: Promotion and sales of a book INSURANCE LICENSE - PRODUCER POSITION: Insurance License Holder NATURE: Insurance sales & service. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 6-14-2024 ADDRESS: 5885 Landerbrook Dr., Suite 200, Cleveland OH, 44124, United States DESCRIPTION: Insurance sales and service consistent with financial planning. SEIA LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 06/14/2024 ADDRESS: 5885 Landerbrook Dr., Suite 200, Cleveland OH, 44124, United States DESCRIPTION: RIA sales & service

Exams

• S66 Uniform Combined State Law Examination
  2000-07-21

Other Names

• Frank J. Legan