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Michael Christopher Morales

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Lee, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-12-05
NJ RA APPROVED 2016-02-16
TX RA APPROVED_RES 2016-01-04
  • NY RA
    APPROVED
    Since 2022-12-05
  • NJ RA
    APPROVED
    Since 2016-02-16
  • TX RA
    APPROVED_RES
    Since 2016-01-04

Branch Locations

2200 Fletcher Ave, Fort Lee, NJ 07024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Lee NJ 04/2015 Present
Bank Of America N.A. Fort Lee NJ 09/2023 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-28
S63 Uniform Securities Agent State Law Examination 2012-09-26
  • S66 Uniform Combined State Law Examination
    2015-12-28
  • S63 Uniform Securities Agent State Law Examination
    2012-09-26

View on SEC IAPD

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