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Stella Shim

Schwab Wealth Advisory, Inc.

San Francisco, CA

Los Angeles, CA

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-13
  • CA RA
    APPROVED
    Since 2025-06-13

Branch Locations

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

2029 Century Park East Suite #940, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Century City CA 05/2025 Present
Schwab Wealth Advisory, Inc. Century City CA 05/2025 Present
Fidelity Investments Burbank CA 02/2017 03/2025
Strategic Advisers Llc Burbank CA 03/2025 05/2025
Bank Of America, N.A. Irvine CA 11/2014 12/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Irvine CA 09/2014 12/2016
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-07
  • S66 Uniform Combined State Law Examination
    2012-12-07
Designations
Other Names
  • Ji Min Shim
  • Stella Shim
  • Ji M Shim
  • Stella Jimin Shim
  • Stella J Shim

View on SEC IAPD

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ROBIN TICKNOR BRINCKERHOFF

Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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