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Benjamin George Shannon

Schwab Wealth Advisory, Inc.

San Francisco, CA

Phoenix, AZ

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-10-17
  • AZ RA
    APPROVED
    Since 2025-10-17

Branch Locations

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

8040 South 48Th Street, Phoenix, AZ 85044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 02/2017 Present
Tyler Allen Law Firm Phoenix AZ 01/2016 02/2017
Arizona State University Tempe AZ 08/2012 12/2016
Schwab Wealth Advisory, Inc. Phoenix AZ 10/2025 Present
  • 02/2017 → Present
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 01/2016 → 02/2017
    Tyler Allen Law Firm
    Phoenix, AZ
  • 08/2012 → 12/2016
    Arizona State University
    Tempe, AZ
  • 10/2025 → Present
    Schwab Wealth Advisory, Inc.
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-08
S63 Uniform Securities Agent State Law Examination 2017-06-13
  • S66 Uniform Combined State Law Examination
    2023-08-08
  • S63 Uniform Securities Agent State Law Examination
    2017-06-13
Other Names
  • Ben Shannon

View on SEC IAPD

Other Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.
1SHARPE CAPITAL LLC
RBC SECURITIES, INC
STRATEGIC ADVISERS LLC
VALEAS CAPITAL PARTNERS
ZENTARA EXCHANGE LTD

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MARK ALLAN ANDERSON
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PAUL ROBERT TOUCHSTONE
Jacob David Mahoney
ROBIN TICKNOR BRINCKERHOFF

Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

More in San Francisco, CA

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