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Tiffany L Gulick

Raymond James & Associates, Inc.

Ocala, FL

Orlando, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-05-03
  • FL RA
    APPROVED
    Since 2023-05-03

Branch Locations

Ocala, FL • United States

301 East Pine Street Suite 1100, Orlando, FL 32801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Berenberg Capital Markets, Llc New York NY 07/2016 05/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ponte Vedra Beach FL 05/2018 12/2022
Raymond James & Associates, Inc. Ocala FL 05/2023 Present
Unemployed Ocala FL 01/2023 05/2023
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-20
S63 Uniform Securities Agent State Law Examination 2012-12-16
  • S66 Uniform Combined State Law Examination
    2019-06-20
  • S63 Uniform Securities Agent State Law Examination
    2012-12-16
Other Names
  • Tiffany Lynn Smith
  • Tiffany Smith
  • Tiffany Gulick

View on SEC IAPD

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