Charles Steven Sera

Current Employers

Dynamic

2415 East Camelback Road Suite 700, Phoenix, AZ 85016 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2019-06-07

AZ RA
APPROVED

Since 2019-06-07

Branch Locations

Marana, AZ • United States

2415 East Camelback Road Suite 700, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Yellowstone Partners, Llc	Tucson	AZ	12/2015	03/2018
Catalina Wealth Partners, Llc	Marana	AZ	06/2018	Present
Dynamic Wealth Advisors Dba Catalina Wealth Partners	Phoenix	AZ	05/2019	Present

12/2015 → 03/2018

Yellowstone Partners, Llc

Tucson, AZ
06/2018 → Present

Catalina Wealth Partners, Llc

Marana, AZ
05/2019 → Present

Dynamic Wealth Advisors Dba Catalina Wealth Partners

Phoenix, AZ

Previous Registrations

2018-07-10 → 2019-12-23

Catalina Wealth Partners, Llc

Marana, AZ
2016-03-01 → 2018-03-05

Yellowstone Partners

Tucson, AZ
2012-09-07 → 2016-01-14

Ferguson Investment Services Pllc

Tucson, AZ

Other Businesses

Charles Steven Sera is licensed as an insurance agent to sell non-variable insurance products, including long-term care, fixed annuity and life insurance (non-investment activities). He spends approximately eight hours per month on his insurance services, of which approximately one hour is spent during securities trading hours. These activities are conducted from the business location of Catalina Wealth Partners, LLC. He started these insurance activities on 07/22/2016. This activity is investment related.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-08-23

S65 Uniform Investment Adviser Law Examination

2012-08-23

View on SEC IAPD