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125 South 4Th Street, Norfolk, NE 68701 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2015-07-20 |
Branch Locations
125 South 4Th Street, Norfolk, NE 68701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Retirement Plan Consultants | Norfolk | NE | 01/2015 | Present |
Retirement Plan Consultants, LLC - not investment related - 125 S. 4th St Norfolk, NE 68701 - 01/2015 - National Sales Director - Approx. 160 hours monthly/Approximately 160 hours during securities trading hours. WMH Rollover LLC - not investment related - 125 S. 4th St Norfolk, NE 68701 - member - Approx. 1 hours monthly/Approximately 1 hours during securities trading hours. Four Keys, LLC - not investment related - 703 S 200th St Elkhorn, NE - single member owner - Approx. 1 hours monthly/Approximately 1 hours during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-07-16 |
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