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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-02
CA RA APPROVED 2013-07-02
  • TX RA
    APPROVED
    Since 2020-01-02
  • CA RA
    APPROVED
    Since 2013-07-02

Branch Locations

345 California Street, San Francisco, CA 94104-2642 • United States

Danville, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc San Francisco CA 01/2013 07/2017
Rbc Capital Markets, Llc San Francisco CA 07/2017 08/2017
Rbc Capital Markets, Llc San Francisco CA 08/2017 Present
City National Bank San Francisco CA 10/2017 Present
Other Businesses

NAME OF ENTITY: Pursuit of Time LLC ADDRESS: 1401 21st St. STE 4 Sacramento, CA 95811 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Product reselling CAPACITY: Owner - Active START DATE: 02/21/23 DUTIES: I will be the owner and sole business runner. I will purchase used watches with the intent of reselling. HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-01
  • S66 Uniform Combined State Law Examination
    2013-07-01

View on SEC IAPD

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