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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-09-19 |
| CA | RA | APPROVED | 2019-09-10 |
Branch Locations
2725 Sand Hill Road Pwm, Menlo Park, CA 94025 • United States
555 California Street Pwm, San Francisco, CA 94104 • United States
Fremont, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| World Financial Group, Inc | Alviso | CA | 06/2017 | 07/2019 |
| Transamerica Financial Advisors, Inc | Alviso | CA | 09/2017 | 03/2018 |
| Morgan Stanley | Menlo Park | CA | 08/2019 | Present |
| Mex Group Worldwide Limited | North Point | 06/2016 | 06/2017 | |
| Mex Group Worldwide Limited | North Point | 03/2018 | 05/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 2012-09-27 |
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