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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-11-02
RI RA APPROVED 2017-06-09
  • TX RA
    APPROVED
    Since 2017-11-02
  • RI RA
    APPROVED
    Since 2017-06-09

Branch Locations

1 Financial Plaza, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Providence RI 02/2017 Present
Loomis Sayles Boston MA 07/2015 02/2017
Bank Of America, N.A. Providence RI 05/2017 Present
Other Businesses

I*697273 For profit or not for profit: Entity Charitable Name of outside business organization: Saint Elizabeth Community, The Investment related: N Address of business: Warwick, Rhode Island Nature of business: ["Hospital or Healthcare System"] Position, title, association: ["Committee"], [["Investment committee"]] Start date of relationship: 2/21/2022 Number of hours devoted: 6 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , One of the committee members for their investment committee

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-08
  • S66 Uniform Combined State Law Examination
    2017-06-08
Other Names
  • Michael Mcdevitt

View on SEC IAPD

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