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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-11-02 |
| RI | RA | APPROVED | 2017-06-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Providence | RI | 02/2017 | Present |
| Loomis Sayles | Boston | MA | 07/2015 | 02/2017 |
| Bank Of America, N.A. | Providence | RI | 05/2017 | Present |
I*697273 For profit or not for profit: Entity Charitable Name of outside business organization: Saint Elizabeth Community, The Investment related: N Address of business: Warwick, Rhode Island Nature of business: ["Hospital or Healthcare System"] Position, title, association: ["Committee"], [["Investment committee"]] Start date of relationship: 2/21/2022 Number of hours devoted: 6 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , One of the committee members for their investment committee
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-08 |
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