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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-05-04
  • WA RA
    APPROVED
    Since 2023-05-04

Branch Locations

10885 Ne 4Th Street Suite 1400, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Co Bellevue WA 08/2012 Present
Nylife Securities Llc Bellevue WA 08/2012 Present
Eagl;E Strategies Llc Bellevue WA 05/2023 Present
  • 08/2012 → Present
    New York Life Insurance Co
    Bellevue, WA
  • 08/2012 → Present
    Nylife Securities Llc
    Bellevue, WA
  • 05/2023 → Present
    Eagl;E Strategies Llc
    Bellevue, WA
Other Businesses

[Rental Property; Residential rental property; 3913 Ingleside Dr SE, Lacey, WA 98503; Start Date: 05/2012; Role/Title: Owner; Investment related; 2 hours per month; 2 hours per month during securities trading hours] [Renton Chambers of Commerce; A local city Chamber of Commerce, promoting the local business and local business networks. ; 625 S 4th St, Renton, WA 98057; Start Date 04/2017; Role/Title: Volunteer; Not Investment Related; 8 hours per month; 2 hours per month during securities trading hours; chamber's ambassadors, and my role is to promote membership and network in the community by visiting local business owners and active people] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products.; 10885 4th St Ste 1400, Bellevue, WA 98004; Start Date 01/2023; Role/Title: Owner; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [East-West Financial Services - WA; to pay employees as a recently hired employee requests a W-2 position; 10885 NE 4th St Ste 1400, Bellevue, WA 98003; Start Date 06/2024; Role/Title: Owner; Investment Related; 160 hours per month; 80 hours per month during securities trading hours]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-01-09
S63 Uniform Securities Agent State Law Examination 2013-01-15
  • S65 Uniform Investment Adviser Law Examination
    2023-01-09
  • S63 Uniform Securities Agent State Law Examination
    2013-01-15
Other Names
  • Tsuneko Thompson

View on SEC IAPD

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