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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-09-25
  • GA RA
    APPROVED
    Since 2024-09-25

Branch Locations

Atlanta, GA • United States

3550 Lenox Road Suite 1950, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Atlanta GA 07/2012 09/2024
Rbc Capital Markets, Llc Atlanta GA 09/2024 Present
Previous Registrations
Other Businesses

NAME OF OTHER BUSINESS: Instacart / INVESTMENT RELATED?: N / ADDRESS: 675 Ponce De Leon Ave NE #800, Atlanta, GA/ NATURE OF THE BUSINESS: Grocery Delivery / POSITION: Delivery / DUTIES: Shop for and deliver groceries for customers / START DATE: 10/26/2022 / HOURS DEVOTED TO BUSINESS: NA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-12
  • S66 Uniform Combined State Law Examination
    2014-05-12

View on SEC IAPD

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