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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-01-22
  • MN RA
    APPROVED
    Since 2014-01-22

Branch Locations

3200 Main St Nw Ste 100, Coon Rapids, MN 55448 • United States

90 S 7Th St Fl 10 [Mn- Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank,Na Coon Rapids MN 05/2005 Present
Wells Fargo Advisors, Llc. Coon Rapids MN 08/2012 11/2016
Wells Fargo Clearing Services, Llc Coon Rapids MN 11/2016 Present
  • 05/2005 → Present
    Wells Fargo Bank,Na
    Coon Rapids, MN
  • 08/2012 → 11/2016
    Wells Fargo Advisors, Llc.
    Coon Rapids, MN
  • 11/2016 → Present
    Coon Rapids, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-01
S63 Uniform Securities Agent State Law Examination 2012-09-26
  • S66 Uniform Combined State Law Examination
    2020-12-01
  • S63 Uniform Securities Agent State Law Examination
    2012-09-26

View on SEC IAPD

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