Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-07-07
  • SC RA
    APPROVED
    Since 2026-07-07

Branch Locations

16 Broad St, Charleston, SC 29401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ivy Securities, Inc. Great Neck NY 11/2015 06/2017
Divine Capital Markets Llc New York NY 06/2017 06/2026
Divine Asset Management Llc New York NY 06/2017 07/2019
Empire Asset Management New York NY 07/2019 06/2026
Wells Fargo Clearing Services, Llc Charleston SC 07/2026 Present
  • 11/2015 → 06/2017
    Ivy Securities, Inc.
    Great Neck, NY
  • 06/2017 → 06/2026
    Divine Capital Markets Llc
    New York, NY
  • 06/2017 → 07/2019
    Divine Asset Management Llc
    New York, NY
  • 07/2019 → 06/2026
    Empire Asset Management
    New York, NY
  • 07/2026 → Present
    Charleston, SC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-16
S66 Uniform Combined State Law Examination 2015-07-02
  • S65 Uniform Investment Adviser Law Examination
    2026-02-16
  • S66 Uniform Combined State Law Examination
    2015-07-02

View on SEC IAPD

More in Charleston, SC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor