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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED_RES | 2024-10-10 |
Branch Locations
5700 Wilshire Blvd Suite 120A, Los Angeles, CA 90036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Equitable | Jersey City | NJ | 12/2014 | 01/2018 |
| Axa Advisors Llc | New York | NY | 06/2008 | 01/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Orleans | LA | 02/2018 | 07/2021 |
| Bank Of America, N.A. | New Orleans | LA | 06/2018 | 07/2021 |
| Lpl Financial Llc | El Segundo | CA | 08/2021 | 09/2024 |
| Kinecta Federal Credit Union | El Segundo | CA | 08/2021 | 09/2024 |
| Equitable Advisors, Llc | New York | NY | 10/2024 | Present |
Outside Fixed Insurance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-29 |
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