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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-03-18 |
| TX | RA | APPROVED | 2024-03-18 |
Branch Locations
10 S Dearborn St Floor 09, Chicago, IL 60603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Db Trust Company Americas | Chicago | IL | 08/2013 | 06/2017 |
| Deutsche Bank Securities Inc | Chicago | IL | 09/2013 | 06/2017 |
| Morgan Stanley | Chicago | IL | 06/2017 | 06/2018 |
| Morgan Stanley Private Bank, National Association | New York | NY | 07/2017 | 06/2018 |
| Jpmorgan Chase Bank, N.A. | Chicago | IL | 07/2018 | Present |
| J.P. Morgan Securities Llc | Chicago | IL | 07/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-18 |
| S66 | Uniform Combined State Law Examination | 2017-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-07 |
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