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Shi Zhou

Stone Capital Partners, LLC

Rego Park, NY

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Current Employers
Stone Capital Partners, Llc

Rego Park, NY • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-02-03
  • NY RA
    APPROVED
    Since 2021-02-03

Branch Locations

Rego Park, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wilmington Capital Securities, Llc New York NY 07/2015 01/2018
Cape Securities Inc. New York NY 07/2019 09/2019
Not Employed Rego Park NY 01/2018 07/2019
Not Employed Rego Park NY 09/2019 12/2019
Craft Capital Management, Llc Garden City NY 12/2019 02/2021
  • 07/2015 → 01/2018
    Wilmington Capital Securities, Llc
    New York, NY
  • 07/2019 → 09/2019
    Cape Securities Inc.
    New York, NY
  • 01/2018 → 07/2019
    Not Employed
    Rego Park, NY
  • 09/2019 → 12/2019
    Not Employed
    Rego Park, NY
  • 12/2019 → 02/2021
    Craft Capital Management, Llc
    Garden City, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-04-11
S63 Uniform Securities Agent State Law Examination 2012-12-08
  • S65 Uniform Investment Adviser Law Examination
    2019-04-11
  • S63 Uniform Securities Agent State Law Examination
    2012-12-08
Other Names
  • Shi Zhou
  • Shi Zhou
  • Shi Zhou

View on SEC IAPD

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