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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-11-02 |
Branch Locations
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
324 W. Wendover Ave. Suite 204, Greensboro, NC 27408 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stearns Financial Services Group | Greensboro | NC | 05/2005 | 10/2020 |
| Hightower Advisors Llc | Greensboro | NC | 10/2020 | Present |
1) W H Thomas Family Association Investment related. 3207 TIMBEROAK CT GREENSBORO, NC 27410 Serve as board member and treasurer for family corporation which owns ~160 acres of timberland and a home in Alabama. Supervise checkbook / bank accounts and discretionary manager of a Vanguard investment account with current value of roughly $150k. One of roughly 200 family members, every direct lineal descendent becomes a partial owner. 2-4 hours per month, 0 hours during securities trading. 2) Community Foundation of Greater Greensboro. Greensboro, NC. Role: Finance Committee Member. Non-investment related. 1-3 hours/month during trading hours.
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