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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-08-16
CA RA APPROVED 2014-07-09
  • TX RA
    APPROVED_RES
    Since 2016-08-16
  • CA RA
    APPROVED
    Since 2014-07-09

Branch Locations

1000 Aviara Pkwy, Carlsbad, CA 92011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce Fenner & Smith San Marcos CA 07/2014 Present
Bank Of America N.A. San Marcos CA 07/2014 Present
  • 07/2014 → Present
    Merrill Lynch Pierce Fenner & Smith
    San Marcos, CA
  • 07/2014 → Present
    Bank Of America N.A.
    San Marcos, CA
Other Businesses

I*1255260 For profit or not for profit: Entity For Profit Name of outside business organization: Tyler Slavin Music Investment related: N Address of business: San Diego, California, 92129 Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 4/15/2023 Number of hours devoted: 5 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , this is a formal way to own our music production that i create outside of my normal FA position. I will be Managing Member I*1307255 For profit or not for profit: Entity For Profit Name of outside business organization: Mango Velvet Music Holdings LLC Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 5/18/2023 Number of hours devoted: 2 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Music Production

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-17
S63 Uniform Securities Agent State Law Examination 2012-11-11
  • S66 Uniform Combined State Law Examination
    2012-12-17
  • S63 Uniform Securities Agent State Law Examination
    2012-11-11
Other Names
  • Tyler Harrison Slavin

View on SEC IAPD

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