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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-04-26 |
| MI | RA | APPROVED | 2014-04-07 |
Branch Locations
101 West Big Beaver Road Suite 1432, Troy, MI 48084 • United States
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sigma Financial Corporation | Ann Arbor | MI | 09/2004 | Present |
1. SALE OF VARIOUS INSURANCE PRODUCTS THROUGH VARIOUS INSURANCE COMPANIES. 2. President - HOA for Douglas Harbor View Lofts, Douglas, MI. Broadly responsible for the overall direction of the HOA. Start date: 10/1/20 for a 1 year term. Approx. 4 hr/mo, none during mkt hrs. No access to funds, not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-14 |
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