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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-08-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Synovus Securities, Inc. | Montgomery | AL | 05/2016 | 10/2019 |
| Synovus Bank | Montgomery | AL | 05/2016 | 10/2019 |
| Synovus Securities, Inc. | Montgomery | AL | 10/2019 | 07/2025 |
| Synovus Bank | Montgomery | AL | 10/2019 | 07/2025 |
| Lpl Financial Llc | Muncie | IN | 07/2025 | Present |
1. 07/18/2025- Auburn Advisory- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)- 160 Hrs Per Mnth- 8 Hrs During Trading- Start Date 07/17/2025 2. 10/28/2025 - Clarke Financial Group - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 10/23/2025 - 1 hour per month/ 0 hours during trading 3. 04/13/2026 - Lee Scott Academy - Coach/ Sports/ Fitness - Not Investment Related - Auburn, AL - Start Date 05/01/2026 - 24 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-08 |
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