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Joseph Martin Naclerio

Charles Schwab & Co., Inc.

New York City, NY

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-01-26
  • NY RA
    APPROVED
    Since 2022-01-26

Branch Locations

1300 Avenue Of The Americas, New York City, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade New York NY 07/2012 12/2022
Charles Schwab And Co., Inc. New York NY 12/2022 Present
Charles Schwab Bank New York NY 11/2023 Present
  • 07/2012 → 12/2022
    Td Ameritrade
    New York, NY
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    New York, NY
  • 11/2023 → Present
    Charles Schwab Bank
    New York, NY
Previous Registrations
  • 2013-02-20 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Stamford,, CT
    New York, NY
    New York, NY
    New York, NY
  • 2013-02-20 → 2022-10-14
    Td Ameritrade, Inc.
    Stamford, CT
    New York, NY
    New York, NY
    New York, NY
Other Businesses

1) 99 Avenue B Co-op Board | Investment Related: Yes | Being on Co-Op Board | Treasurer | 2023-03-06 | Hours Per Month: Less than 20 | Hours Spent during Security Trading: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-15
  • S66 Uniform Combined State Law Examination
    2013-02-15

View on SEC IAPD

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