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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-19
UT RA APPROVED 2020-10-16
  • TX RA
    APPROVED_RES
    Since 2022-01-19
  • UT RA
    APPROVED
    Since 2020-10-16

Branch Locations

928 W 1450 S, Springville, UT 84663 • United States

Springville, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Springville UT 01/2019 Present
Principal Securities Incorporated Springville UT 01/2019 Present
Vicky Johnson Modesto CA 06/2013 01/2019
Johnson Carpenter Wealth Management Springville UT 08/2023 Present
  • 01/2019 → Present
    Principal Life Insurance Company
    Springville, UT
  • 01/2019 → Present
    Principal Securities Incorporated
    Springville, UT
  • 06/2013 → 01/2019
    Vicky Johnson
    Modesto, CA
  • 08/2023 → Present
    Johnson Carpenter Wealth Management
    Springville, UT
Other Businesses

***Fixed Insurance; Not Investment Related; Springville, UT; Agent; Fixed Life, Annuity, LTC, DI, Group Benefits, Supplemental Benefits; Start Date: 10/27/2020; 15 hrs per month; 10 during trading hours. JOHNSON CARPENTER WEALTH MANAGEMENT LP POSITION: Financial Advisor NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 180 START DATE: 02/27/2023 ADDRESS: 301 Banner Ct. Suite 1, Modesto CA 84663, United States DESCRIPTION: Legal Partnership with Vicky Johnson and Tyler Johnson.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-11
  • S66 Uniform Combined State Law Examination
    2019-03-11
Designations

View on SEC IAPD

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