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Wayne Edward Baxter

One Capital Management, LLC

Westlake Village, CA

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Current Employers
One Capital Management, Llc

3075 Townsgate Road Suite 350, Westlake Village, CA 91361 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-12-08
CA RA APPROVED 2012-09-24
  • TX RA
    APPROVED_RES
    Since 2022-12-08
  • CA RA
    APPROVED
    Since 2012-09-24

Branch Locations

3075 Townsgate Road Suite 350, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
One Capital Management, Llc Westlake Village CA 07/2012 Present
Baxter Financial Corp. Ontario 06/2002 Present
Other Businesses

BAXTER FINANCIAL SERVICES. OWNER

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-09-22
  • S65 Uniform Investment Adviser Law Examination
    2012-09-22

View on SEC IAPD

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Other Offices

MANCHESTER FINANCIAL INC · WESTLAKE VILLAGE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTLAKE VILLAGE, CA
EAGLE STRATEGIES LLC · WESTLAKE VILLAGE, CA
RKS MANAGEMENT, INC. · WESTLAKE VILLAGE, CA
MERCER GLOBAL ADVISORS INC. · Westlake Village, CA
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EDWARD JONES · Westlake Village, CA

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