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Kevin Dwyer Johnson

Wells Fargo Clearing Services, LLC

Chicago, IL

Elmhurst, IL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-07-23
  • IL RA
    APPROVED
    Since 2025-07-23

Branch Locations

30 S Wacker Dr Fl 40 [Wi-Rbo], Chicago, IL 60606 • United States

333 S Il Route 83, Elmhurst, IL 60126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Westchester IL 10/2011 06/2018
J.P. Morgan Securities Llc Westchester IL 10/2012 06/2018
Bmo Harris Bank Libertyville IL 06/2018 01/2022
Lpl Financial Llc Libertyville IL 03/2021 01/2022
U.S Bank Gurnee IL 01/2022 07/2025
U.S. Bancorp Investments, Inc. Gurnee IL 01/2022 07/2025
Wells Fargo Clearing Services, Llc Chicago IL 07/2025 Present
  • 10/2011 → 06/2018
    Jp Morgan Chase Bank
    Westchester, IL
  • 10/2012 → 06/2018
    J.P. Morgan Securities Llc
    Westchester, IL
  • 06/2018 → 01/2022
    Bmo Harris Bank
    Libertyville, IL
  • 03/2021 → 01/2022
    Lpl Financial Llc
    Libertyville, IL
  • 01/2022 → 07/2025
    U.S Bank
    Gurnee, IL
  • 01/2022 → 07/2025
    U.S. Bancorp Investments, Inc.
    Gurnee, IL
  • 07/2025 → Present
    Wells Fargo Clearing Services, Llc
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-12
S63 Uniform Securities Agent State Law Examination 2012-08-20
  • S65 Uniform Investment Adviser Law Examination
    2024-06-12
  • S63 Uniform Securities Agent State Law Examination
    2012-08-20
Other Names
  • Kevin D Johnson

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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