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Joseph Bunta

J.P. Morgan Securities LLC

Chicago, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-04-14
IL RA APPROVED 2013-06-18
  • TX RA
    APPROVED_RES
    Since 2015-04-14
  • IL RA
    APPROVED
    Since 2013-06-18

Branch Locations

1122 N. Clark St, Chicago, IL 60610 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Chicago IL 06/2013 Present
  • 06/2013 → Present
    Jpmorgan Securities Llc
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-12-19
S63 Uniform Securities Agent State Law Examination 2006-11-03
  • S65 Uniform Investment Adviser Law Examination
    2007-12-19
  • S63 Uniform Securities Agent State Law Examination
    2006-11-03
Other Names
  • Joseph Edward Bunta

View on SEC IAPD

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