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Penny Jean Young

Wells Fargo Clearing Services, LLC

Milwaukee, WI

Portage, MI

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-04-10
  • MI RA
    APPROVED
    Since 2026-04-10

Branch Locations

111 E Kilbourn Ave Fl 24 [Support Center], Milwaukee, WI 53202 • United States

7900 Moorsbridge Rd, Portage, MI 49024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Warwick RI 06/2024 08/2025
Mml Investors Services Llc Warwick RI 06/2024 08/2025
Damon Financial Llc Medway MA 04/2014 04/2024
Alphastar Capital Management Cornelius NC 09/2025 10/2025
Alphastar Wealth Lake Norman Mooresville NC 08/2025 10/2025
Oakwood Capital Securities, Inc. Minneapolis MN 09/2025 10/2025
Wells Fargo Clearing Services, Llc Grand Rapids MI 03/2026 Present
Unemployed Milford MA 04/2024 06/2024
Self Employed West Boylston MA 10/2025 03/2026
  • 06/2024 → 08/2025
    Massmutual Life Insurance Co
    Warwick, RI
  • 06/2024 → 08/2025
    Mml Investors Services Llc
    Warwick, RI
  • 04/2014 → 04/2024
    Damon Financial Llc
    Medway, MA
  • 09/2025 → 10/2025
    Alphastar Capital Management
    Cornelius, NC
  • 08/2025 → 10/2025
    Alphastar Wealth Lake Norman
    Mooresville, NC
  • 09/2025 → 10/2025
    Oakwood Capital Securities, Inc.
    Minneapolis, MN
  • 03/2026 → Present
    Wells Fargo Clearing Services, Llc
    Grand Rapids, MI
  • 04/2024 → 06/2024
    Unemployed
    Milford, MA
  • 10/2025 → 03/2026
    Self Employed
    West Boylston, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-01-11
S63 Uniform Securities Agent State Law Examination 2000-09-11
  • S65 Uniform Investment Adviser Law Examination
    2025-01-11
  • S63 Uniform Securities Agent State Law Examination
    2000-09-11
Other Names
  • Penny Jean Wilson
  • Penny Jean Heafey
  • Penny Jean Heafey
  • Penny J Heafey
  • Penny J Wilson
  • Penny J Young
  • Penny Jean Young

View on SEC IAPD

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Other Investors

GREGORY BERNARD GREENHOUSE
GREGORY S PINSKY
SCOTT JOHN HANSON
MICHAEL JOSEPH GLAISNER
ADAM JOSEPH KAPUSTA
PAMELA CAIN-HENRY
LAURA MARIE HEBERT
DANIEL JOSEPH RENOUARD

Other Offices

ROBERT W. BAIRD & CO. INCORPORATED · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC · MILWAUKEE, WI
BAIRD CAPITAL MANAGEMENT COMPANY, LLC · MILWAUKEE, WI
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC · MILWAUKEE, WI

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