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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-06-05 |
| AZ | RA | APPROVED | 2024-12-03 |
Branch Locations
6270 N Oracle Rd, Tucson, AZ 85704 • United States
4051 E Sunrise Dr Ste 200 [W6-Rbo], Tucson, AZ 85718 • United States
5590 E River Rd, Tucson, AZ 85750 • United States
8951 E Tanque Verde Rd, Tucson, AZ 85749 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Birmingham | AL | 07/2015 | 06/2021 |
| Bbva Securities Inc. | Tucson | AZ | 08/2015 | 10/2021 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 09/2015 | 06/2021 |
| Wells Fargo Clearing Services, Llc | Green Valley | AZ | 08/2022 | Present |
| Pnc Bank | Tucson | AZ | 10/2021 | 08/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-28 |
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