Steven Harry Cliadakis

Current Employers

Employment History

• 10/2012 → 05/2019
  First Allied Securities, Inc.
  San Diego, CA
• 08/2013 → 05/2019
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 05/2019 → 08/2019
  Purshe Kaplan Sterling Investments
  Albany, NY
• 05/2019 → Present
  Altum Wealth Advisors, Llc
  Chico, CA

Previous Registrations

• 2013-08-21 → 2019-05-20
  First Allied Advisory Services, Inc.
  San Diego, CA
  Chico, CA
  Chico, CA
  San Francisco, CA

Other Businesses

1.) OSHER LIFELONG LEARNING INSTITUTE AT CSU, CHICO; CURRICULUM COMMITTEE MEMBER AND VOLUNTEER INSTRUCTOR; EDUCATION/TEACHING: NO B/D SPECIFIC PRODUCTS OR STRATEGIES DISCUSSED.; START DATE 8/23/2013; 16 HOURS PER MONTH 2.) BAY CLIADAKIS & ASSOCIATES; INVESTMENT RELATED; 1074 EAST AVE, SUITE T1 CHICO CA 95926; LLC WE CONDUCT INVESTMENT BUSINESS THROUGH, USING DBA ALTUM WEALTH ADVISORS; PARTNER; 05/2012; 160 HOURS/MO; 120/MO TRADING HOURS; ACCOUNTING, BANKING TAXES AND COMMISSION 3.) ALTUM WEALTH ADVISORS; INVESTMENT RELATED; 1074 EAST AVENUE, SUITE T1 CHICO CA 95926; REGISTERED INVESTMENT ADVISOR; PARTNER; 05/17/2019; 100 HOURS/MO; 100 TRADING HOURS/MO; OFFERING ADVISORY SERVICES FOR A FEE 4.) RENTAL; NOT INVESTMENT RELATED; ONE LETTERMAN DR, BLD C STE C3-027 SAN FRANCISCO CA, 94129; RENTAL INCOME; LEASOR; 03/2015; 1 HOUR/MO; 1 TRADING HOUR/MO; SUBLEASE OFFICE SPACE TO OFFSET RENT. 5.) ANNUAL FINANCIAL PLANNING DAYS (CHICO AND SAN FRANCISCO); INVESTMENT RELATED; VARIOUS LOCATIONS; CONSULTANT; VOLUNTEER CFP; 03/2016; 3 HOURS/MO; 0 TRADING HOURS/MO; CFP FINANCIAL PLANNING DAY, PRO BONO WORK, MEET PEOPLE AND PROVDE ADVICE. NO SPECIFIC PRODUCTS ARE DISCUSSED. 6.) FIXED INSURANCE BUSINESS; NOT INVESTMENT RELATED; 1074 EAST AVE STE T1; AGENT; 5/17/2019; 1 HOUR/MONTH, 1 HOUR OF WHICH IS DURING TRADING HOURS; WHEN APPROPRIATE, OFFERING FIXED INSURANCE TO CLIENTS.

Exams

• S66 Uniform Combined State Law Examination
  2012-11-28

Designations

Other Names

• Steven Cliadakis