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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-05 |
| FL | RA | APPROVED | 2021-07-21 |
| GA | RA | APPROVED | 2021-07-21 |
| MD | RA | APPROVED | 2021-07-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Tempe | AZ | 08/2012 | 10/2016 |
| Fifth Third Securities | Alpharetta | GA | 10/2016 | 04/2020 |
| Waddell & Reed, Inc. | Alpharetta | GA | 06/2020 | Present |
| Various Insurance Carriers For W&R Insurance Agencies | Buford | GA | 06/2020 | Present |
| John Walker | Alpharetta | GA | 06/2020 | Present |
| Lpl Financial Llc | Charleroi | PA | 07/2021 | Present |
1) 03/06/2019 - INDIGO FINANCIAL GROUP / DBA for LPL Business (entity for LPL business) / Investment Related / 10HR/MO / 815 Kenley Walk Roswell GA 30076 2) 1/2021 - IJACS LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / HR/MO / 11675 Great Oaks Way Alpharetta, GA 30022
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-05 |
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