Sanjiv Tarunkumar Shukla

Current Employers

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-11-29

TX RA
APPROVED

Since 2018-11-29

Branch Locations

Frisco, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James Financial Services, Inc	Scottsdale	AZ	06/2015	Present
Raymond James Financial Services Advisors, Inc.	Scottsdale	AZ	05/2016	Present

06/2015 → Present

Raymond James Financial Services, Inc

Scottsdale, AZ
05/2016 → Present

Raymond James Financial Services Advisors, Inc.

Scottsdale, AZ

Previous Registrations

2014-06-18 → 2015-06-29

Wfg Advisors, Lp

Dallas, TX
2009-03-26 → 2014-06-02

Raymond James Financial Services Advisors, Inc

Saint Petersburg, FL
2007-08-10 → 2009-10-10

Raymond James Financial Services, Inc.

St Petersburg, FL

Other Businesses

ASTON BROKERAGE SALES; INDEPENDENT INSURANCE AGENT;06/2015 - PRESENT; SALES OF DISABILITY AND LIFE INSURANCE; 1 HOUR PER MONTH/ AND 1 HOUR DURING TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-08-04
S63	Uniform Securities Agent State Law Examination	2000-06-27

S66 Uniform Combined State Law Examination

2007-08-04
S63 Uniform Securities Agent State Law Examination

2000-06-27

Other Names

Sanjiv T Shukla
Sanjiv Tarunkumar Shukla
Sanjiv Tarunkumar Shukla

View on SEC IAPD