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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-12-11
TX RA APPROVED 2017-12-11
  • IL RA
    APPROVED
    Since 2017-12-11
  • TX RA
    APPROVED
    Since 2017-12-11

Branch Locations

0 N. 010 Winfield Road, Winfield, IL 60190 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Bloomingdale IL 11/2012 06/2017
Bmo Harris Financial Advisors, Inc. Rolling Meadows IL 07/2017 11/2017
J.P. Morgan Securities Llc Winfield IL 12/2017 Present
Jpmorgan Chase Bank, N.A. Winfield IL 12/2017 Present
  • 11/2012 → 06/2017
    Bloomingdale, IL
  • 07/2017 → 11/2017
    Bmo Harris Financial Advisors, Inc.
    Rolling Meadows, IL
  • 12/2017 → Present
    Winfield, IL
  • 12/2017 → Present
    Jpmorgan Chase Bank, N.A.
    Winfield, IL
Previous Registrations
  • 2017-06-19 → 2017-12-14
    Bmo Harris Financial Advisors, Inc.
    Rolling Meadows, IL
  • 2016-10-04 → 2017-06-22
    Winfield, IL
    Glendale Heights, IL
    Glendale Heights, IL
    Bloomingdale, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-29
S63 Uniform Securities Agent State Law Examination 2012-08-20
  • S66 Uniform Combined State Law Examination
    2016-09-29
  • S63 Uniform Securities Agent State Law Examination
    2012-08-20
Other Names
  • Nicholas D Pacenti
  • Nicholas Pacenti
  • Nick Pacenti
  • Nicholas David Pacenti

View on SEC IAPD

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