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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-12-16
  • IN RA
    APPROVED
    Since 2024-12-16

Branch Locations

10211 Auburn Park Drive, Fort Wayne, IN 46825 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Network Fort Wayne IN 05/2016 11/2024
Ladenburg Thalmann & Co. New York NY 11/2024 12/2024
Ladenburg Thalmann Asset Management Fort Wayne IN 11/2024 12/2024
Osaic Fs, Inc. Fort Wayne IN 05/2016 11/2024
Osaic Fa, Inc. Fort Wayne IN 05/2016 11/2024
Raymond James Financial Services, Inc. Fort Wayne IN 12/2024 Present
Raymond James Financial Services Advisors, Inc. Fort Wayne IN 12/2024 Present
Reynolds Wealth Management Fort Wayne ID 12/2024 Present
  • 05/2016 → 11/2024
    Lincoln Financial Network
    Fort Wayne, IN
  • 11/2024 → 12/2024
    Ladenburg Thalmann & Co.
    New York, NY
  • 11/2024 → 12/2024
    Ladenburg Thalmann Asset Management
    Fort Wayne, IN
  • 05/2016 → 11/2024
    Osaic Fs, Inc.
    Fort Wayne, IN
  • 05/2016 → 11/2024
    Osaic Fa, Inc.
    Fort Wayne, IN
  • 12/2024 → Present
    Raymond James Financial Services, Inc.
    Fort Wayne, IN
  • 12/2024 → Present
    Fort Wayne, IN
  • 12/2024 → Present
    Reynolds Wealth Management
    Fort Wayne, ID
Previous Registrations
Other Businesses

(1)Name of Business: Reynolds Wealth Management Address: 10211 Auburn Park Dr, Fort Wayne, IN, 46825-2387, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 12/16/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Branch Supervisor, Financial Advisor. Compliance focus, with exposure to client-facing activities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-14
  • S66 Uniform Combined State Law Examination
    2012-09-14

View on SEC IAPD

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