Best Investors Account Sign in
Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2017-09-06
  • GA RA
    APPROVED
    Since 2017-09-06

Branch Locations

1250 Scenic Hwy Suite 1100, Lawrenceville, GA 30045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Oaklawn IL 10/2011 Present
Fifth Third Securities Oaklawn IL 06/2012 Present
  • 10/2011 → Present
    Fifth Third Bank
    Oaklawn, IL
  • 06/2012 → Present
    Fifth Third Securities
    Oaklawn, IL
Other Businesses

rental property - Lawrenceville, GA 30043 - owner/landlord - 2 hr/mo (0 mkt hr) - not securities related - will not interfere with duties at firm

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-01-30
S63 Uniform Securities Agent State Law Examination 2012-09-05
  • S65 Uniform Investment Adviser Law Examination
    2017-01-30
  • S63 Uniform Securities Agent State Law Examination
    2012-09-05

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Lawrenceville, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor