Kelvin Kun Kau Wong

Current Employers

Employment History

• 03/2016 → 08/2017
  Waddell & Reed, Inc.
  San Mateo, CA
• 03/2016 → 08/2017
  Various Insurance Carriers For W&R Insurance Agencies
  Fremont, CA
• 05/2016 → 07/2016
  Hyve Solutions
  Fremont, CA
• 05/2017 → 08/2017
  Business Networking Formula
  Fremont, CA
• 09/2017 → 09/2023
  E*Trade Securities Llc
  Cupertino, CA
• 09/2017 → 09/2023
  E*Trade Capital Management Llc
  Cupertino, CA
• 03/2023 → 09/2023
  Morgan Stanley
  Cupertino, CA
• 09/2023 → Present
  Morgan Stanley
  Menlo Park, CA

Previous Registrations

• 2017-09-20 → 2023-09-05
  Harrisdirect Llc
  Cupertino, CA
  Arlington, VA
  Cupertino, CA
• 2016-04-01 → 2017-09-08
  Waddell & Reed
  San Mateo, CA
  Seattle, WA
• 2014-07-09 → 2016-03-02
  Ameriprise Financial Services, Llc
  San Jose, CA
  San Francisco, CA

Other Businesses

#1 Name: Anthem Blue Cross Investment-related: Health Insurance Start Date: 3/2016 Address: 2121 N California Blvd, Walnut Creek, CA 94596 Nature of Business: Health Insurance. Receive Commission Trails only Position/Title: None Hours per month are devoted to this business: 0 Hours per month during trading hours are devoted to this business: 0 Duties: None #2 Name: Kaiser Permanente Investment-related: Health Insurance Start Date: 1/2017 Address: 1 Kaiser Plaza, Oakland, CA 94612 Nature of Business: Health Insurance. Receive Commission Trails only Position/Title: None Hours per month are devoted to this business: 0 Hours per month during trading hours are devoted to this business: 0 Duties: None #3 Name: Blue Shield of California Investment-related: Health Insurance Start Date: 1/2017 Address: 50 Beale Street, San Francisco, CA 94105-1808 Nature of Business: Health Insurance. Receive Commission Trails only Position/Title: None Hours per month are devoted to this business: 0 Hours per month during trading hours are devoted to this business: 0 Duties: None

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-04-21
• S63 Uniform Securities Agent State Law Examination
  2012-10-05

Designations

Other Names

• Kelvin K Wong