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Yu-Hsuan Hsieh

Ubs Financial Services Inc.

San Francisco, CA

Berkeley, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-11-01
  • CA RA
    APPROVED
    Since 2019-11-01

Branch Locations

555 California Street 32Nd Floor/ Suite 3200, San Francisco, CA 94104 • United States

Berkeley, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley San Francisco CA 10/2015 06/2019
Ubs Financial Services Inc. San Francisco CA 10/2019 Present
Unemployed San Francisco CA 07/2019 09/2019
Previous Registrations
  • 2015-10-28 → 2019-06-14
    Morgan Stanley
    San Francisco, CA
  • 2014-07-31 → 2015-11-13
    Credit Suisse Securities (Usa) Llc
    San Francisco, CA
  • 2013-02-13 → 2014-07-02
    Ubs Financial Services Inc.
    San Francisco, CA
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-12
  • S66 Uniform Combined State Law Examination
    2013-02-12

View on SEC IAPD

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