Randy Glynn Humphreys

Current Employers

Glynn Capital Advisors

Dallas, TX • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-10-01

TX RA
APPROVED

Since 2024-10-01

Branch Locations

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mallory Capital Group, Llc	Darien	CT	05/2026	Present
Citigroup Global Markets, Inc.	Dallas	TX	04/2014	08/2021
Glynn Capital Advisors, Llc	Dallas	TX	08/2024	Present
Woodforest National Bank	Dallas	TX	10/2021	07/2025
Glynn Consulting Services, Llc	Dallas	TX	03/2024	Present
Pluto Mountain, Llc	Dallas	TX	04/2024	Present
Shaggy Dog Concepts, Llc	Dallas	TX	08/2021	Present

05/2026 → Present

Mallory Capital Group, Llc

Darien, CT
04/2014 → 08/2021

Citigroup Global Markets, Inc.

Dallas, TX
08/2024 → Present

Glynn Capital Advisors, Llc

Dallas, TX
10/2021 → 07/2025

Woodforest National Bank

Dallas, TX
03/2024 → Present

Glynn Consulting Services, Llc

Dallas, TX
04/2024 → Present

Pluto Mountain, Llc

Dallas, TX
08/2021 → Present

Shaggy Dog Concepts, Llc

Dallas, TX

Other Businesses

1) BUGANVILLA, LLC, NON-INVESTMENT RELATED; 6938 MEADOW LAKE AVENUE, DALLAS, TX 75214; HOLDING COMPANY AND FAMILY OFFICE WITH 100% OWNERSHIP OF GLYNN CONSULTING SERVICES, LLC, GLYNN CAPITAL ADVISORS, LLC, AND SHAGGY DOG CONCEPTS, LLC.; CEO; 1/1/2026; APPROX. 10 HOURS PER MONTH DURING TRADING AND NON-TRADING HOURS 2) GLYNN CONSULTING SERVICES, LLC; NON-INVESTMENT RELATED; 6938 MEADOW LAKE AVENUE, DALLAS, TX 75214; FAMILY OFFICE CONSULTING; PRESIDENT; 03/2024; APPROX. 60 HOURS PER MONTH DURING TRADING AND NON-TRADING HOURS; PRESIDENT AND SOLE MEMBER PROVIDING GENERAL CONSULTING SERVICES TO SMALL FAM OFFICES. 3) GLYNN CAPITAL ADVISORS, LLC; INVESTMENT RELATED; 6938 MEADOW LAKE AVENUE, DALLAS, TX 75214; PRINCIPAL; EXECUTIVE VICE PRESIDENT; 10/2021; APPROX 125 HOURS PER MONTH DURING TRADING AND NON-TRADING HOURS; 4) SHAGGY DOG CONCEPTS, LLC; NON-INVESTMENT RELATED; 6938 MEADOW LAKE AVENUE, DALLAS, TX 75214; ECOMMERCE PLATFORM TO SELL ART; TRESURER; 03/2020; APPROX. 4 HOURS PER MONTH DURING TRADING AND NON-TRADING HOURS; 5) PLUTO MOUNTAIN, LLC; NON-INVESTMENT RELATED LIMITED LIABILITY COMPANY FORMED TO MANAGE PERSONAL AND FAMILY ASSETS; MANAGING MEMBER AND 50% MEMBER; 04/2024; APPROX. 2 HOURS PER MONTH DURING NON-TRADING HOURS; MANAGING MEMBER RESPONSIBLE FOR ALL TAX AND CORPORATE FILINGS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-08-19
S63	Uniform Securities Agent State Law Examination	2013-12-13

S65 Uniform Investment Adviser Law Examination

2024-08-19
S63 Uniform Securities Agent State Law Examination

2013-12-13

Other Names

Randy Glynn Humphreys
Randy Glynn Humphreys
Randy Humphreys
Randy G. Humphreys

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