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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-03-27 |
| IL | RA | APPROVED | 2023-06-29 |
Branch Locations
Plot #22A Udyog Vihar, Gurugram 122015 • India
2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Genpact | Gurgaon,Haryana | 06/2012 | Present | |
| Cetera Financial Specialists Llc | Schaumburg | IL | 06/2012 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 02/2014 | Present |
| Cetera Advisors Llc | St Cloud | MN | 02/2014 | Present |
| Vsr Financial Services, Inc. | Overland Park | KS | 07/2015 | 11/2016 |
| Girard Securities, Inc. | San Diego | CA | 07/2015 | 11/2017 |
| Investors Capital Corp. | Lynnfield | MA | 07/2015 | 11/2016 |
| Summit Brokerage Services, Inc. | Boca Raton | FL | 07/2015 | 12/2019 |
| First Allied Securities | San Diego | CA | 02/2014 | 09/2022 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
NAME OF OTHER BUSINESS: GENPACT INVESTMENT RELATED: YES ADDRESS: Building #A1, DLF Ltd, SE2, Silokhera, Gurgaon, India 122002 NATURE OF BUSINESS: Operations Processing START DATE: 10/2012 POSITION/TITLE/RELATIONSHIP: Process Developer - Operations APX NUMBER OF HOURS PER WEEK: 45 HOURS BRIEF DESCRIPTION OF DUTIES: Operations processing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-24 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-30 |
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