Christopher Matthew Griest

Current Employers

Oakbourne Advisors

200 Connell Drive Suite 1000, Berkeley Heights, NJ 07922 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2022-01-31

PA RA
APPROVED

Since 2022-01-31

Branch Locations

200 Connell Drive Suite 1000, Berkeley Heights, NJ 07922 • United States

2 West Market Street Suite 1, West Chester, PA 19382 • United States

1515 Market Street Suite 1200, Philadelphia, PA 19102 • United States

West Chester, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc.	Fairfield	IA	10/2012	10/2018
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	10/2012	10/2018
Avenue 1 Advisors, Llc Dba Blue Rock Avenue 1	Wilmington	DE	09/2018	07/2020
Purshe Kaplan Sterling Investments, Inc.	Albany	NY	10/2018	Present
Northstar Asset Management Dba Oakbourne Advisors	Hackettstown	NJ	05/2020	Present

10/2012 → 10/2018

Cambridge Investment Research, Inc.

Fairfield, IA
10/2012 → 10/2018

Cambridge Investment Research Advisors, Inc.

Fairfield, IA
09/2018 → 07/2020

Avenue 1 Advisors, Llc Dba Blue Rock Avenue 1

Wilmington, DE
10/2018 → Present

Purshe Kaplan Sterling Investments, Inc.

Albany, NY
05/2020 → Present

Northstar Asset Management Dba Oakbourne Advisors

Hackettstown, NJ

Previous Registrations

2018-10-03 → 2020-07-31

Veery Capital, Llc

West Chester, PA
2015-08-05 → 2018-10-15

Cambridge Investment Research Advisors, Inc.

Wilmington, DE

Other Businesses

1) Northstar Asset Management dba Oakbourne Advisors. Investment Related. 1605 Route 517, Hackettstown NJ 07840. RIA. IAR. Start 6/2020. 100 hours per month during trading. Provide investment advisory services to clients. 2)HIGLAND CAPITAL BROKERAGE, 2002 RENAISSANCE BLVD, STE 220, KING OF PRUSSIA, PA, 1/2016 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2 HR/WK - 2/TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-07-30

S66 Uniform Combined State Law Examination

2015-07-30

View on SEC IAPD