Charla Sue Riley

Current Employers

Employment History

• 01/2009 → Present
  Lpl Financial Llc
  Newport Beach, CA

Previous Registrations

• 2006-09-25 → 2009-01-26
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Brea, CA
• 2000-10-19 → 2006-10-03
  Ubs Financial Services Inc.
  Newport Beach, CA
  Newport Beach, CA

Other Businesses

1. 12/23/2008 - CRESTBRIDGE FINANCIAL - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 2. 12/23/2008 - TEACHER/INSTRUCTOR - NOT INV REL - 1% TIME SPENT - YOGA TEACHER, TEACH YOGA MEDITATION WORKSHOPS 3. 02/18/2014 - PUBLIC LAW CENTER - NOT INV REL - COMMUNITY, CIVIC AND CHARITABLE BOARD - 1% TIME SPENT - SIT AS A MEMBER OF THE 501C3 BOARD, VOTE ON BOARD TOPICS WITH THE BOARD ON ISSUES THE 501C3 4. 08/07/2015 - NO BUSINESS NAME - SEMINAR - INV REL - 5000 BIRCH STREET SUITE 3000 NEWPORT BEACH, CA. 92660 - START 10/01/2015 - 9 HOURS PER MONTH, 0 DURING TRADING - EMERALD CONNECT SEMINAR APPROVED THROUGH LPL APPROVED VENDER 5. 12/01/2015 * Non-Variable Insurance * inv rel * at reported business location(s) * start 11/19/2015 * 10 hrs/mo; 0 hrs/mo during secs trd hrs. 6. 5/9/2018 - Irvine Valley college Emeritis adult community education - Not Investment Related - 5500 Irvine Center Drive Irvine CA 91618 - Other-Teach - Start Date:05/21/2018 - 1 Hour(s) Per Month/0 Hour(s) During Trading - Teaching -Irvine Valley College.

Exams

• S66 Uniform Combined State Law Examination
  2000-08-14

Other Names

• Charla Riley