Andrew Lawrence Krongold

Current Employers

Spinnaker Investment Group, Llc

4100 Macarthur Blvd. Suite 120, Newport Beach, CA 92660 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2016-10-24

CA RA
APPROVED

Since 2016-10-24

Branch Locations

4100 Macarthur Blvd. Suite 120, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Spinnaker Investment Group, Llc	Newport Beach	CA	08/2016	Present
Stephen A. Kohn & Associates, Ltd.	Lakewood	CO	02/2018	10/2020

08/2016 → Present

Spinnaker Investment Group, Llc

Newport Beach, CA
02/2018 → 10/2020

Stephen A. Kohn & Associates, Ltd.

Lakewood, CO

Previous Registrations

2013-06-06 → 2018-03-29

Signature Resources Capital Management, Llc

Newport Beach, CA

Other Businesses

Independent insurance agent with various insurance agencies; not investment related; Newport Beach, CA; accident and health, life, variable contracts insurance; agent; started 12/2014; 5-10 hours per month, no time spent during trading hours; advise on accident and health, life, and variable contracts insurance questions, sell insurance and insurance renewals.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-04-03
S63	Uniform Securities Agent State Law Examination	2012-08-06

S65 Uniform Investment Adviser Law Examination

2013-04-03
S63 Uniform Securities Agent State Law Examination

2012-08-06

Other Names

Andrew Lawrence Krongold

View on SEC IAPD