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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-16
NJ RA APPROVED 2022-03-09
  • TX RA
    APPROVED
    Since 2022-11-16
  • NJ RA
    APPROVED
    Since 2022-03-09

Branch Locations

25 Deforest Avenue Floor 3, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Summit NJ 07/2012 Present
Jpmorgan Chase Bank Na Summit NJ 07/2012 Present
  • 07/2012 → Present
    Jpmorgan Securities Llc
    Summit, NJ
  • 07/2012 → Present
    Jpmorgan Chase Bank Na
    Summit, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-03-08
S63 Uniform Securities Agent State Law Examination 2013-02-25
  • S65 Uniform Investment Adviser Law Examination
    2022-03-08
  • S63 Uniform Securities Agent State Law Examination
    2013-02-25
Other Names
  • Brandon Heroux
  • Brandon Anthony Heroux
  • Brandon Anthony Heroux

View on SEC IAPD

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